I prepare expert reports in the knowledge that an opponent will likely move to exclude my opinions, and I have seen each of those motions
As the world of financial crimes continue to evolve, a new and brutal threat has emerged from the shadows – the Pig Butchering Scam. The
Read how a recent federal ruling limits SAR privilege, ratifying VEGA Compliance experts’ testimony.
FINRA filed its long-anticipated (and just plain long), 579-page proposal to consolidate Rules 3270 (Outside Business Activities) and 3280 (Private Securities Transactions) into a single new FINRA Rule 3290, “Outside Activities Requirements.”
