FINRA filed its long-anticipated (and just plain long), 579-page proposal to consolidate Rules 3270 (Outside Business Activities) and 3280 (Private Securities Transactions) into a single new
Securities, commodities, derivatives, and banking litigation mainly involve complex financial transactions, allegations of misconduct, and regulatory frameworks, which are always tricky to explain to an
In a recent article here by EisnerAmper on hedge fund boards, the firm states that independent, well-structured boards are crucial for hedge fund risk management.
Many executives think about lawsuits only when a demand letter or complaint arrives. By that time, the company is already responding instead of planning. Now
